UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934
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Title of each class | Trading Symbol | Name of each exchange on which registered |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
At the Company’s Annual Meeting of Stockholders held on November 18, 2021, the stockholders of the Company entitled to vote at the meeting voted to (i) elect the six individuals named below to serve as directors of the Company to hold office until the Annual Meeting of Stockholders to be held in 2022 and until their successors have been duly elected and qualified, and (ii) approve to ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021.
1) | The votes cast by stockholders with respect to the election of directors were as follows: |
Names of Nominees |
| Number of Votes For |
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| Number of |
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| Broker Non-Votes |
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Robert W. D’Loren |
| 10,955,459 | 89,966 | 3,659,522 |
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Mark DiSanto |
| 10,747,250 | 298,175 | 3,659,522 |
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James Fielding | 10,747,250 | 298,175 | 3,659,522 | |||||||||
Michael Francis |
| 10,955,460 | 89,965 | 3,659,522 |
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Howard Liebaum |
| 10,831,087 | 214,338 | 3,659,522 |
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Deborah Weinswig | 10,962,920 | 82,505 | 3,659,522 |
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2) | The votes cast by stockholders with respect to the approval of the Company’s 2021 Equity Incentive Plan were as follows: |
9,377,524 shares FOR the proposal, 1,666,664 shares AGAINST the proposal, 1,237 ABSTENTIONS and 3,659,522 broker non-votes.
3) | The votes cast by stockholders with respect to the ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 were as follows: |
14,697,484 shares FOR the proposal, 5,155 shares AGAINST the proposal and 2,308 ABSTENTIONS.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
XCEL BRANDS, INC. | ||
(Registrant) | ||
By: | /s/ James F. Haran | |
Name: | James F. Haran | |
Title: | Chief Financial Officer | |
Date: November 19, 2021