UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
At the Company’s Annual Meeting of Stockholders held on December 6, 2023, the stockholders of the Company entitled to vote at the meeting voted to (i) elect the five individuals named below to serve as directors of the Company to hold office until the Annual Meeting of Stockholders to be held in 2024 and until their successors have been duly elected and qualified, and (ii) approve to ratify the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
1) The votes cast by stockholders with respect to the election of directors were as follows:
Names of Nominees |
| Number of Votes For |
| Number of |
| Broker Non-Votes | |||
Robert W. D’Loren |
| 11,878,384 | 262,652 | 2,529,226 | |||||
Mark DiSanto |
| 11,778,966 | 362,070 | 2,529,226 | |||||
James Fielding | 11,804,682 | 336,354 | 2,529,226 | ||||||
Howard Liebman | 11,796,145 | 344,891 | 2,529,226 | ||||||
Deborah Weinswig |
| 11,878,512 | 262,524 | 2,529,226 | |||||
2) The votes cast by stockholders with respect to the ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 were as follows:
14,623,950 shares FOR the proposal, 39,211` shares AGAINST the proposal and 7,101 ABSTENTIONS.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned thereunto duly authorized.
XCEL BRANDS, INC. | |||
(Registrant) | |||
By: | /s/ James F. Haran | ||
Name: | James F. Haran | ||
Title: | Chief Financial Officer | ||
Date: December 7, 2023